Date authorised
22 July 2015
Companies House
08469710
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Waverley
    Waverley Business Park
    South Shields
    South Tyneside
    NE33 1LE
    UNITED KINGDOM
    Phone
    +4401913009124
  • Complaints Contact

    10 Waverley
    Waverley Business Park
    South Shields
    South Tyneside
    NE33 1LE
    UNITED KINGDOM
    Phone
    +4401913009124

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Knott

    IRN DXK00068

    • Appointed representative dealing with clients for which they require qualification (1 Oct 2020 to 13 Dec 2021)
  • Keith Ahmed

    IRN KXA01622

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2020)
    • [FCA CF] Manager of certification employee (since 21 Jan 2020)
    • SMF16 Compliance Oversight (since 21 Jan 2020)
    • Responsible for Insurance Distribution (since 21 Jan 2020)
    • Responsibility for MCD Intermediation (since 21 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (22 Jul 2015 to 8 Dec 2019)
  • Malcolm Ronald Etchells

    IRN MRE01066

    • CF1 Director (AR) (since 5 Mar 2024)
  • Nicola Henton

    IRN NXS00090

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
    • [FCA CF] Manager of certification employee (since 18 Mar 2024)
    • [FCA CF] Functions requiring qualifications (31 Aug 2020 to 21 Sep 2023)
  • Simon Hamilton

    IRN SXH02419

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Jul 2015 to 8 Dec 2019)
  • Usman Amin

    IRN UXA00017

    • [FCA CF] Functions requiring qualifications (6 Jan 2022 to 17 Oct 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.