Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 13 Sep 2021)
- [FCA CF] Manager of certification employee (16 Jun 2025 to 17 Sep 2025)
- [FCA CF] Significant management (15 Aug 2022 to 17 Aug 2022)
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- [FCA CF] Material risk taker (since 15 Jan 2025)
- [FCA CF] Manager of certification employee (14 Oct 2022 to 10 Jan 2023)
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MARKS AND SPENCER FINANCIAL SERVICES PLC
FRN 151427
- [PRA CF] Significant risk taker or Material risk taker (since 15 Jan 2025)
- [FCA CF] Manager of certification employee (14 Oct 2022 to 10 Jan 2023)
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- [PRA CF] Significant risk taker or Material risk taker (15 Jan 2024 to 31 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
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