Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • CF1 Director (22 Jul 2014 to 29 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 28 Nov 2007)
    • CF27 Investment Management (2 Mar 2004 to 31 Oct 2007)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF30 Customer (1 Nov 2007 to 4 Jul 2012)
    • CF13 Finance (5 Dec 2003 to 8 Oct 2007)
    • CF27 Investment Management (5 Dec 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 29 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.