Katie Louise Bragoli

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (21 Sep 2021 to 9 Dec 2024)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (21 Sep 2021 to 9 Dec 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (16 Nov 2016 to 14 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 4 Apr 2014)
    • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (16 Nov 2016 to 14 Jun 2021)
    • CF30 Customer (17 Aug 2009 to 4 Apr 2014)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF21 Investment Adviser (27 Jul 2006 to 19 Oct 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.