Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 7 Jun 2022)
    • [FCA CF] Client dealing (since 15 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 15 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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