Katie Jeanette Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S G Wealth Management Limited (no longer approved here)

    FRN 196001

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Mar 2024)
    • CF30 Customer (20 Mar 2012 to 20 May 2013)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (1 Nov 2007 to 26 May 2009)
    • CF22 Investment Adviser (Trainee) (26 Jul 2007 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (30 Apr 2007 to 6 Aug 2007)
    • CF22 Investment Adviser (Trainee) (28 Jul 2006 to 1 May 2007)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (28 Jul 2006 to 6 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.