Kathryn Shears

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 26 Mar 2026)
  • DWJ Wealth Management Ltd (no longer approved here)

    FRN 630640

    • (1)Employed By (13 Jan 2025 to 16 Mar 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (4 Nov 2023 to 21 Jan 2025)
    • CF30 Customer (4 Nov 2023 to 16 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (14 Aug 2023 to 16 Mar 2026)
  • Kathryn Shears Financial Planning Limited (no longer approved here)

    FRN 1004245

    • (1)Employed By (4 Nov 2023 to 16 Mar 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (28 Jun 2022 to 28 Jul 2023)

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Updates to this individual's record on the FCA register.

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