DWJ Wealth Management Ltd

FRN: 630640
Companies House: 09104954
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

SA 12 Business Centre

Seaway Parade

Port Talbot

Port Talbot

SA12 7BR

UNITED KINGDOM

Phone

+4401639825066

Web

https://www.dwjwealth.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Danielle Watts-Jones
IRN DXJ00059
- (1)Employed By (since 22 Aug 2014)
Jonathan Cook Rees
IRN JCR01049
- (3)Employed By (7 Jan 2020 to 6 Mar 2023)
Kathryn Shears
IRN KXS00452
- (1)Employed By (13 Jan 2025 to 16 Mar 2026)
Sara Louise Davies
IRN SXD00451
- (2)Employed By (16 Jan 2022 to 13 Nov 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.