Katherine Rabaiotti

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hoxton Wealth (UK) Ltd

    FRN 586130

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2026)
    • SMF16 Compliance Oversight (since 14 Jan 2026)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • Responsibility for MCD Intermediation (2 May 2025 to 6 Jun 2025)
    • SMF3 Executive Director (24 Oct 2024 to 21 Mar 2025)
    • SMF16 Compliance Oversight (4 Apr 2024 to 21 Apr 2025)
    • Responsible for Insurance Distribution (4 Apr 2024 to 21 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Apr 2024 to 21 Apr 2025)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Manager of certification employee (23 May 2023 to 29 Feb 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Manager of certification employee (23 May 2023 to 29 Feb 2024)
  • RICHARD KEEN (INSURANCE BROKERS) LIMITED (no longer approved here)

    FRN 116686

    • CF30 Customer (25 Mar 2009 to 1 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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