Katherine Mary Frangoullis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NEST Invest Limited (no longer approved here)
FRN 913207
- SMF16 Compliance Oversight (15 Sep 2025 to 2 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Sep 2025 to 2 Feb 2026)
Brunel Pension Partnership Limited (no longer approved here)
FRN 790168
- (76)SMF16 Compliance Oversight (31 Aug 2021 to 22 Aug 2025)
Coutts & Company (no longer approved here)
FRN 122287
- CF30 Customer (16 Apr 2010 to 13 Dec 2013)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (76)SMF16 Compliance Oversight at Brunel Pension Partnership Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.