Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Astrid Advisors Ltd
FRN 915213
- SMF16 Compliance Oversight (since 5 Feb 2020)
- [FCA CF] Client dealing (since 5 Feb 2020)
- SMF3 Executive Director (since 5 Feb 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2020)
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- CF30 Customer (17 Oct 2017 to 31 Aug 2019)
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- CF30 Customer (2 Jun 2008 to 13 Apr 2014)
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- CF30 Customer (2 Jun 2008 to 13 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 13 Apr 2014)
- CF21 Investment Adviser (18 May 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (13 Mar 2003 to 4 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.