Date authorised
16 October 2019
Companies House
12205401
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    163 Herne Hill
    London
    SE24 9LR
    UNITED KINGDOM
    Phone
    +447748961361
  • Complaints Contact

    163 Herne Hill
    London
    SE24 9LR
    UNITED KINGDOM
    Phone
    +447748961361

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chirag Mahesh Patel

    IRN CMP01148

    • [FCA CF] Client dealing (14 Aug 2023 to 10 Apr 2024)
  • Elliot Behan

    IRN EXB00137

    • [FCA CF] Client dealing (2 Aug 2021 to 28 Feb 2025)
  • Frederick Johnson

    IRN FXJ00057

    • [FCA CF] Client dealing (11 Nov 2024 to 28 Feb 2025)
  • Harveen Vavrouch

    IRN HXB00247

    • [FCA CF] Client dealing (8 Jul 2024 to 3 Jan 2025)
  • Katherine Lucy Campbell

    IRN KLD01029

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2020)
    • SMF3 Executive Director (since 5 Feb 2020)
    • [FCA CF] Client dealing (since 5 Feb 2020)
    • SMF16 Compliance Oversight (since 5 Feb 2020)
  • Louisa Joan Yeoman

    IRN LJC01108

    • [FCA CF] Client dealing (since 5 Feb 2020)
    • SMF3 Executive Director (since 5 Feb 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.