KATHERINE GEE

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • [FCA CF] Client dealing (28 Nov 2024 to 31 Jan 2025)
  • Enko Capital Management LLP (no longer approved here)

    FRN 477914

    • [FCA CF] Manager of certification employee (17 Jan 2022 to 22 Aug 2022)
    • [FCA CF] Client dealing (17 Jan 2022 to 22 Aug 2022)
  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2021)
    • CF30 Customer (29 Apr 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (18 Jan 2008 to 13 Jun 2008)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.