Katharine Selina Jane Calvert

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investec Bank PLC
FRN 172330
- [FCA CF] Manager of certification employee (since 15 Sep 2021)
- [FCA CF] Client dealing (since 6 Mar 2018)
- CF30 Customer (24 Oct 2013 to 6 Mar 2016)
- CF21 Investment Adviser (18 Mar 2002 to 8 Jul 2002)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (6 Mar 2013 to 18 Sep 2013)
SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- CF30 Customer (7 Oct 2008 to 9 Jul 2010)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (30 Aug 2002 to 19 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.