Katharine Jane Cowell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBC Europe Limited
FRN 124543
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (1 Oct 2012 to 7 Nov 2013)
Singer Capital Markets Advisory LLP (no longer approved here)
FRN 568323
- CF30 Customer (9 Jan 2012 to 19 Nov 2012)
- CF4 Partner (9 Jan 2012 to 14 Sep 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.