Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (7 May 2024 to 22 Oct 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Manager of certification employee (21 Jan 2020 to 8 Apr 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF29 Significant management (1 Nov 2007 to 16 Dec 2011)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • CF8 Apportionment and Oversight (1 May 2007 to 18 Feb 2008)
    • CF3 Chief Executive (1 May 2007 to 18 Feb 2008)
    • CF1 Director (31 Oct 2004 to 16 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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