Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 4 Jan 2023)
    • SMF27 Partner (9 Dec 2019 to 27 Sep 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 27 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Sep 2022)
    • CF4 Partner (4 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Aug 2015 to 8 Dec 2019)
    • CF3 Chief Executive (4 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (4 Aug 2015 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF21 Investment Adviser (21 Jun 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.