Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stellex Capital Management UK LLP
FRN 669615
- [FCA CF] Client dealing (since 4 Jan 2023)
- SMF27 Partner (9 Dec 2019 to 27 Sep 2022)
- SMF1 Chief Executive (9 Dec 2019 to 27 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Sep 2022)
- CF4 Partner (4 Aug 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Aug 2015 to 8 Dec 2019)
- CF3 Chief Executive (4 Aug 2015 to 8 Dec 2019)
- CF30 Customer (4 Aug 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 13 May 2008)
- CF21 Investment Adviser (21 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.