Stellex Capital Management UK LLP

Date authorised
4 August 2015
Companies House
OC393743
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    24 St. James's Square
    London
    SW1Y 4JH
    UNITED KINGDOM
    Phone
    +12127102326
    Web
    https://www.stellexcapital.com

  • Complaints Contact

    900 Third Avenue
    25th Floor
    New York
    10022
    UNITED STATES OF AMERICA
    Phone
    +12127102326

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Stellex Capital Holdings LLC

    IRN XXS01260

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (4 Aug 2015 to 8 Dec 2019)
  • Amanda Bailey

    IRN AXB00920

    • SMF16 Compliance Oversight (since 7 Mar 2022)
  • Andrew Chetwood

    IRN AXC02800

    • [FCA CF] Client dealing (since 15 Jan 2024)
  • Joseph Anthony Braddock

    IRN JAB01568

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Oct 2020)
    • CF10 Compliance Oversight (4 Aug 2015 to 8 Dec 2019)
  • Karthik Bhaskar Achar

    IRN KBA01009

    • [FCA CF] Client dealing (since 4 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Sep 2022)
    • SMF27 Partner (9 Dec 2019 to 27 Sep 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 27 Sep 2022)
    • CF30 Customer (4 Aug 2015 to 8 Dec 2019)
    • CF4 Partner (4 Aug 2015 to 8 Dec 2019)
    • CF3 Chief Executive (4 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Aug 2015 to 8 Dec 2019)
  • Michael Mark Redman

    IRN MMR01022

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2023)
    • SMF1 Chief Executive (since 12 Jan 2023)
  • Tracy Sigal

    IRN TXS03502

    • SMF16 Compliance Oversight (12 Jan 2021 to 6 Dec 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.