Karpal Mudhar

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (10 Mar 2020 to 10 Mar 2023)
    • [FCA CF] Functions requiring qualifications (10 Mar 2020 to 10 Mar 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 17 Jan 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Oct 2015 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 21 Aug 2013)
    • CF21 Investment Adviser (14 Jan 2002 to 31 Oct 2007)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (14 Jan 2002 to 30 Aug 2002)
  • Abbey National Ealing Limited (no longer approved here)

    FRN 207599

    • Employed By (1 Dec 2001 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.