Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2023)
    • [FCA CF] Client dealing (since 9 Aug 2023)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Jul 2022)
    • [FCA CF] Client dealing (since 20 Jul 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Apr 2022)
    • CF30 Customer (4 Feb 2017 to 4 Apr 2022)
  • Davidson Pert Financial Associates Ltd (no longer approved here)

    FRN 533521

    • Employed By (28 Nov 2017 to 4 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.