Karl Paul Bruck

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Oct 2008)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (2 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Nov 2004 to 2 Mar 2005)
    • CF4 Partner (AR) (22 Nov 2004 to 8 Oct 2008)
  • BW Financial Planning Ltd

    FRN 414449

    • Employed By (since 22 Nov 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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