BW Financial Planning Ltd

FRN: 414449
Companies House: 06649429
Last scraped: 3 weeks ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

One Central Boulevard

Blythe Valley Park

Solihull

B90 8BG

UNITED KINGDOM

Phone

+4407976423094

Web

https://www.bwfinancialplanning.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Clare Wall
IRN CXW01653
- Employed By (since 9 Nov 2012)
Karl Paul Bruck
IRN KPB00012
- Employed By (since 22 Nov 2004)
Lauren Josephine Wilson
IRN LJM01174
- Employed By (27 May 2014 to 25 Nov 2016)
Peter Laurence Wall
IRN PLW00015
- Employed By (since 23 Nov 2004)
Sharon Joanne Bruck
IRN SXB01148
- Employed By (since 6 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.