Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
- [FCA CF] Material risk taker (since 24 Feb 2026)
- [FCA CF] Significant management (since 24 Feb 2026)
- SMF18 Other Overall Responsibility (5 Dec 2023 to 9 Feb 2026)
- [FCA CF] Material risk taker (22 Sep 2022 to 4 Dec 2023)
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Schroders IS Limited
FRN 195028
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 22 Sep 2022)
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- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 22 Sep 2022)
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- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 14 Jun 2021)
- [FCA CF] Manager of certification employee (since 14 Jun 2021)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 14 Jun 2021)
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Schroder Pension Management Limited
FRN 442769
- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 22 Sep 2022)
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- [FCA CF] Material risk taker (22 Sep 2022 to 27 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.