Karin Alexandra Cook

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • [FCA CF] Significant management (1 Mar 2022 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2022 to 30 Sep 2024)
    • [FCA CF] Material risk taker (1 Mar 2022 to 30 Sep 2024)
    • CF29 Significant management (15 Mar 2019 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
    • SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2021)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
    • CF29 Significant management (2 Jan 2019 to 29 Aug 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
    • SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
    • SMF7 Group Entity Senior Manager (7 Jul 2020 to 18 May 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
    • SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2021)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
    • CF29 Significant management (15 Mar 2019 to 29 Aug 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
    • SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2021)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
    • CF29 Significant management (15 Mar 2019 to 29 Aug 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
    • SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2021)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
    • CF29 Significant management (15 Mar 2019 to 29 Aug 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
    • SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2021)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
    • CF29 Significant management (2 Jan 2019 to 29 Aug 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 22 Aug 2018)
    • CF29 Significant management (16 Oct 2015 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 22 Aug 2018)
    • CF29 Significant management (16 Oct 2015 to 6 Mar 2016)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF2 Non Executive Director (19 Oct 2015 to 6 Mar 2016)
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Recent activity

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