Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 20 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2025)
  • THE MINSTER PARTNERSHIP LIMITED (no longer approved here)

    FRN 745901

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2025)
    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • CF30 Customer (1 Dec 2017 to 1 Oct 2018)
  • THE WEALTH CARE PARTNERSHIP LIMITED (no longer approved here)

    FRN 610170

    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Oct 2017)
    • CF1 Director (14 Apr 2014 to 1 Dec 2017)
    • CF10 Compliance Oversight (14 Apr 2014 to 31 Oct 2017)
    • CF30 Customer (14 Apr 2014 to 1 Dec 2017)
  • Charteris Treasury Portfolio Managers Limited (no longer approved here)

    FRN 114952

    • CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.