Karen Louisa Richards

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited

    FRN 435779

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 22 May 2024)
    • CF1 Director (AR) (since 1 May 2024)
  • Harbour Financial Solutions Limited

    FRN 1012891

    • (1)Employed By (since 1 May 2024)
  • CORPORATE SOLUTIONS (POOLE) LTD (no longer approved here)

    FRN 741551

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 May 2024)
    • CF30 Customer (11 Aug 2017 to 8 Dec 2019)
  • Ideal Financial Solutions Ltd (no longer approved here)

    FRN 622803

    • CF30 Customer (7 Jun 2017 to 2 Aug 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Apr 2015 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Dec 2010 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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