Ideal Financial Solutions Ltd

• Principal Place of Business

  150 Wimborne Road West

  Wimborne

  Dorset

  BH21 2DU

  UNITED KINGDOM

  Phone

  +441202916488

  Web

  https://www.idealfinancialsolutions.co.uk

• Complaints Contact

  150 Wimborne Road West

  Wimborne

  Dorset

  BH21 2DU

  UNITED KINGDOM

  Phone

  +441202916488

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or regulated mortgage advice.
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Elaine Margaret Chandler

  IRN EMW01022

  • [FCA CF] Functions requiring qualifications (4 Apr 2022 to 28 Dec 2022)
• James Geoffrey Sturgess

  IRN JXS07857

  • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 31 Oct 2022)
  • [FCA CF] Client dealing (3 Feb 2020 to 31 Oct 2022)
• Karen Louisa Richards

  IRN KLR01042

  • CF30 Customer (7 Jun 2017 to 2 Aug 2017)
• Kirsty Lee Woolley

  IRN KXA00020

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Marcela Woolley

  IRN MXW02091

  • SMF3 Executive Director (9 Dec 2019 to 15 Sep 2021)
  • CF1 Director (1 Jul 2014 to 8 Dec 2019)
• Marcus Woolley

  IRN MPW01112

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] Significant management (9 Dec 2019 to 6 Dec 2021)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 6 Dec 2021)
  • CF10 Compliance Oversight (1 Jul 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jul 2014 to 8 Dec 2019)
  • CF1 Director (1 Jul 2014 to 8 Dec 2019)
  • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2014 to 30 Sep 2018)
• Michael Stuart Raymond Tunstall

  IRN MST01072

  • CF30 Customer (9 Dec 2016 to 13 Dec 2017)
• Natalie Jane Marie Hawey

  IRN NXH00110

  • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 17 Aug 2021)

No changes recorded yet.