Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF10 Compliance Oversight (8 Feb 2013 to 21 Apr 2015)
- CF30 Customer (1 Nov 2007 to 11 Apr 2016)
- CF8 Apportionment and Oversight (3 Feb 2005 to 31 Oct 2007)
- Responsible for Insurance Mediation (14 Jan 2005 to 11 Apr 2016)
- CF1 Director (1 Dec 2001 to 11 Apr 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 14 Jan 2008)
- CF1 Director (AR) (1 Dec 2001 to 11 Apr 2016)
-
- CF30 Customer (1 Nov 2007 to 18 Jun 2008)
- CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
- CF27 Investment Management (12 Sep 2007 to 31 Oct 2007)
-
- Employed By (21 Sep 2006 to 31 Mar 2009)
-
- Employed By (1 Apr 2000 to 15 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.