Karen Lesley Faulkner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Market Ltd (no longer approved here)

    FRN 305559

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 14 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Nov 2025)
    • Responsibility for MCD Intermediation (1 Feb 2019 to 14 Dec 2024)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Feb 2019 to 14 Dec 2024)
    • CF11 Money Laundering Reporting (1 Feb 2019 to 8 Dec 2019)
    • CF28 Systems and controls (1 Feb 2019 to 8 Dec 2019)
    • CF29 Significant management (1 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.