Date authorised
1 April 2013
Companies House
03758210
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Church Street
    Barlborough
    Chesterfield
    Derbyshire
    S43 4ER
    UNITED KINGDOM
    Phone
    +4401535640079
  • Complaints Contact

    9 Church Street
    Barlborough
    Chesterfield
    Derbyshire
    S43 4ER
    UNITED KINGDOM
    Phone
    +4401535640079

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Lesley Faulkner

    IRN KXF09987

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 14 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Nov 2025)
    • Responsibility for MCD Intermediation (1 Feb 2019 to 14 Dec 2024)
    • Responsible for Insurance Distribution (1 Feb 2019 to 14 Dec 2024)
    • CF11 Money Laundering Reporting (1 Feb 2019 to 8 Dec 2019)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
    • CF28 Systems and controls (1 Feb 2019 to 8 Dec 2019)
    • CF29 Significant management (1 Feb 2019 to 8 Dec 2019)
  • Peter David Faulkner

    IRN PDF01033

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.