Kanwardeep Ahluwalia

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America Europe DAC

    FRN 989014

    • [FCA CF] Significant management (since 13 Oct 2025)
    • [FCA CF] Manager of certification employee (1 Nov 2023 to 14 Jul 2025)
    • [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
  • Bank of America, N.A.

    FRN 124642

    • SMF4 Chief Risk (since 14 Jul 2025)
    • [FCA CF] Manager of certification employee (10 Feb 2023 to 14 Jul 2025)
    • [FCA CF] Significant management (12 Apr 2018 to 14 Jul 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Jul 2025)
  • Merrill Lynch International

    FRN 147150

    • SMF4 Chief Risk (since 14 Jul 2025)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF1 Director (13 Feb 2010 to 31 Mar 2015)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 15 May 2008)
    • CF28 Systems and controls (1 Nov 2007 to 15 May 2008)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.