Kanika Malik

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited

    FRN 171935

    • [FCA CF] Client dealing (since 11 Feb 2026)
    • [FCA CF] Proprietary trader (10 Feb 2026 to 11 Feb 2026)
  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 11 Feb 2026)
    • [FCA CF] Proprietary trader (10 Feb 2026 to 11 Feb 2026)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (2 Sep 2025 to 6 Feb 2026)
    • [FCA CF] Proprietary trader (3 Jun 2024 to 6 Feb 2026)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • [FCA CF] Client dealing (31 Aug 2016 to 2 Apr 2019)
    • CF30 Customer (20 Jun 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.