Kalyan Ray

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF10 Compliance Oversight (7 May 2014 to 30 May 2014)
  • Amati Global Investors Limited (no longer approved here)

    FRN 198024

    • CF10 Compliance Oversight (26 Sep 2005 to 29 Feb 2008)
    • CF11 Money Laundering Reporting (26 Sep 2005 to 29 Feb 2008)
  • NCM Fund Services Limited (no longer approved here)

    FRN 183732

    • CF10 Compliance Oversight (9 Sep 2005 to 29 Feb 2008)
    • CF11 Money Laundering Reporting (9 Sep 2005 to 29 Feb 2008)
    • CF21 Investment Adviser (9 Sep 2005 to 27 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.