Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (11 Jul 2023 to 14 Oct 2025)
    • [FCA CF] Client dealing (7 Jul 2023 to 14 Oct 2025)
    • [FCA CF] Material risk taker (14 Feb 2023 to 14 Oct 2025)
    • [FCA CF] Significant management (24 Mar 2021 to 10 Jul 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (7 Jul 2023 to 14 Oct 2025)
    • [FCA CF] Significant management (24 Mar 2021 to 10 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Nov 2018 to 6 Jul 2019)
    • [FCA CF] Material risk taker (13 Jan 2017 to 13 Feb 2023)
    • CF30 Customer (9 Oct 2012 to 25 Nov 2014)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 19 Feb 2009)
    • CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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