Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (19 Aug 2010 to 16 Nov 2015)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (8 Aug 2006 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (4 Jan 2002 to 22 Jun 2006)
    • CF26 Customer Trading (1 Dec 2001 to 4 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.