Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Material risk taker (13 Oct 2022 to 31 Mar 2026)
    • [FCA CF] Significant management (13 Oct 2022 to 31 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 6 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Mar 2026)
    • CF1 Director (20 Jan 2015 to 8 Dec 2019)
    • CF30 Customer (5 Jan 2015 to 8 Dec 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF27 Investment Management (1 Dec 2001 to 7 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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