Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (13 Oct 2022 to 31 Mar 2026)
- [FCA CF] Significant management (13 Oct 2022 to 31 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2026)
- SMF3 Executive Director (9 Dec 2019 to 6 May 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jun 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Mar 2026)
- CF1 Director (20 Jan 2015 to 8 Dec 2019)
- CF30 Customer (5 Jan 2015 to 8 Dec 2019)
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- CF27 Investment Management (1 Dec 2001 to 7 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.