Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Spinnaker Capital Limited (no longer approved here)

    FRN 190782

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (7 Jan 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Dec 2018)
    • [FCA CF] Client dealing (7 Sep 2016 to 31 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2018)
    • CF30 Customer (23 Apr 2009 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 31 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.