Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 11 Jul 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (23 Oct 2020 to 24 Mar 2023)
    • [FCA CF] Manager of certification employee (16 Oct 2017 to 24 Aug 2018)
    • CF30 Customer (8 Oct 2010 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (14 Nov 2019 to 14 Oct 2020)
    • [FCA CF] Client dealing (7 Dec 2018 to 14 Oct 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (17 Jan 2019 to 14 Oct 2020)
    • [FCA CF] Client dealing (14 Nov 2018 to 14 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.