Julie Pearce

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kroll Issuer Services Limited

    FRN 548041

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jan 2021)
    • SMF3 Executive Director (since 19 Jan 2021)
    • SMF16 Compliance Oversight (since 19 Jan 2021)
  • KROLL SECURITIES LTD.

    FRN 466588

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (10 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2017 to 8 Dec 2019)
  • KROLL INFORMATION (UK) LTD.

    FRN 821034

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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