Kroll Issuer Services Limited

• Principal Place of Business

  The News Building

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402077040880

  Web

  https://www.kroll.com/en

• Complaints Contact

  The News Building

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402077040880

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

• Alessandro Zorza

  IRN AXZ00104

  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 24 Jul 2023)
• Alexander Yangaev

  IRN AXY01287

  • CF30 Customer (28 Sep 2017 to 2 Apr 2019)
• Arlind Bytyqi

  IRN AXB04010

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
• Cebsile Dlamini

  IRN CXD00471

  • [FCA CF] Client dealing (since 24 Apr 2023)
• David John Shilson

  IRN DJS01456

  • [FCA CF] Client dealing (since 3 May 2022)
  • SMF3 Executive Director (9 Dec 2019 to 28 Apr 2022)
  • CF1 Director (20 Jan 2012 to 8 Dec 2019)
  • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
• Eusebio Martin Echevarria

  IRN EXE18384

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2023)
• Harry Ringrose

  IRN HXR00094

  • [FCA CF] Client dealing (24 Mar 2021 to 30 Jun 2023)
• Illia Vyshenskyi

  IRN IXV00017

  • [FCA CF] Client dealing (since 1 Jun 2021)
• Ivan Šantek

  IRN IXA00183

  • [FCA CF] Client dealing (since 7 Oct 2024)
• Jacek Kusion

  IRN JXK00275

  • [FCA CF] Client dealing (since 1 Jul 2020)

No changes recorded yet.