Kroll Issuer Services Limited

• Principal Place of Business

  The News Building

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402077040880

  Web

  https://www.kroll.com/en

• Complaints Contact

  The News Building

  3 London Bridge Street

  London

  SE1 9SG

  UNITED KINGDOM

  Phone

  +4402077040880

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

• Julie Pearce

  IRN JXP01331

  • SMF16 Compliance Oversight (since 19 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jan 2021)
  • SMF3 Executive Director (since 19 Jan 2021)
• Kevin Wong

  IRN KXW00362

  • [FCA CF] Client dealing (since 1 Aug 2023)
• Mu-yen Lo

  IRN MXL00339

  • [FCA CF] Client dealing (since 6 Oct 2021)
• Oliver Slyfield

  IRN OXS00061

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Owen Morris

  IRN OXM00046

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Paul Wicher Kamminga

  IRN PWK01029

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Jan 2012 to 8 Dec 2019)
• Scott Boswell

  IRN SXB04104

  • [FCA CF] Client dealing (since 6 Jan 2025)
• Sike Chen

  IRN SXC01211

  • [FCA CF] Client dealing (since 30 Aug 2024)
• Sunjeeve Dinesh Patel

  IRN SDP01110

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Jan 2012 to 8 Dec 2019)
  • CF3 Chief Executive (3 Jan 2012 to 8 Dec 2019)
  • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
• Tamim Rezai

  IRN TXR00313

  • [FCA CF] Client dealing (since 1 May 2025)

No changes recorded yet.