Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (26 Nov 2020 to 25 Oct 2021)
- [FCA CF] Functions requiring qualifications (26 Nov 2020 to 25 Oct 2021)
- CF30 Customer (20 Jun 2013 to 31 Jan 2019)
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- CF30 Customer (6 Apr 2011 to 11 Nov 2012)
- CF21 Investment Adviser (5 Nov 2002 to 5 Mar 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Nov 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.