Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (26 Nov 2020 to 25 Oct 2021)
    • [FCA CF] Functions requiring qualifications (26 Nov 2020 to 25 Oct 2021)
    • CF30 Customer (20 Jun 2013 to 31 Jan 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (6 Apr 2011 to 11 Nov 2012)
    • CF21 Investment Adviser (5 Nov 2002 to 5 Mar 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Nov 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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