Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (29)Employed By (since 25 Jul 2022)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (5 Jan 2006 to 22 Jul 2022)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Ian Lloyd Associates (no longer approved here)

    FRN 215709

    • (6)Employed By (6 Oct 2004 to 9 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.