This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Ian Lloyd Associates

Watch for changes

FRN: 215709
Date authorised: 1 April 2013
Last scraped: 5 hours ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ridgewood Suite

Ridgewood Stud

Sidlow

Reigate

Surrey

RH2 8QG

UNITED KINGDOM

Phone

+4401293863533

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Cowle
IRN DXC00091
- (1)Employed By (6 Oct 2004 to 19 Jan 2005)
Ian David Lloyd
IRN IDL00004
- (5)Employed By (1 Dec 2001 to 22 Jul 2022)
Juliano Arnese
IRN AJA00033
- (6)Employed By (6 Oct 2004 to 9 Mar 2006)
Malcolm Barry Gorringe
IRN MBG00007
- (3)Employed By (1 Dec 2001 to 31 Dec 2002)
Simon Peter Griffiths
IRN SPG00040
- (2)Employed By (1 Dec 2001 to 12 May 2003)
Stephen Anthony Defreitas
IRN SAD00013
- (4)Employed By (1 Dec 2001 to 8 Sep 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.