Julian Weiss

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 22 Sep 2022)
    • [FCA CF] Client dealing (since 25 May 2022)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 22 Sep 2022)
    • [FCA CF] Client dealing (since 25 May 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (15 Nov 2019 to 20 May 2022)
    • [FCA CF] Manager of certification employee (16 Jul 2018 to 20 May 2022)
    • [FCA CF] Client dealing (16 Jul 2018 to 20 May 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (12 Apr 2017 to 20 May 2022)
    • [FCA CF] Material risk taker (8 Nov 2016 to 20 May 2022)
    • [FCA CF] Client dealing (8 Nov 2016 to 20 May 2022)
    • CF30 Customer (24 Jun 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 23 Mar 2010)
    • CF22 Investment Adviser (Trainee) (5 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.