Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TPC FINANCIAL MANAGEMENT LIMITED
FRN 710283
- SMF3 Executive Director (since 13 Sep 2025)
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Bigmore Associates Limited
FRN 446399
- 21. Advising or arranging (bringing about) equity release transactions
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 3 Mar 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Significant management (3 Mar 2022 to 4 Mar 2022)
- CF30 Customer (28 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (8 May 2008 to 26 Dec 2018)
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- CF30 Customer (1 Nov 2007 to 4 Apr 2008)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- (3)Employed By (5 Feb 2004 to 5 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.