Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 13 Sep 2025)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 3 Mar 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (3 Mar 2022 to 4 Mar 2022)
    • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
  • Laithwaite Financial Services Limited (no longer approved here)

    FRN 225044

    • CF30 Customer (8 May 2008 to 26 Dec 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Libby Stokes (no longer approved here)

    FRN 215112

    • (3)Employed By (5 Feb 2004 to 5 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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