Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (10 Dec 2018 to 13 Apr 2021)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF8 Apportionment and Oversight (23 Jul 2012 to 6 Mar 2016)
- CF3 Chief Executive (23 Jul 2012 to 6 Mar 2016)
- CF1 Director (21 Jul 2011 to 27 Jun 2016)
- CF29 Significant management (5 Oct 2009 to 14 Nov 2011)
- CF30 Customer (1 Nov 2007 to 4 Feb 2009)
- CF21 Investment Adviser (14 Sep 2004 to 31 Oct 2007)
- CF27 Investment Management (14 Sep 2004 to 3 Dec 2004)
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- Responsible for Insurance Distribution (1 Oct 2018 to 13 Apr 2021)
- Responsible for Insurance Mediation (5 Oct 2009 to 30 Sep 2018)
- CF29 Significant management (5 Oct 2009 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (14 Sep 2004 to 15 Sep 2004)
- CF21 Investment Adviser (14 Sep 2004 to 31 Oct 2007)
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- CF1 Director (AR) (10 Jul 2015 to 11 Nov 2015)
- CF3 Chief Executive (30 Jun 2015 to 4 Apr 2016)
- CF1 Director (30 Jun 2015 to 1 Oct 2018)
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- CF29 Significant management (23 Sep 2010 to 4 Apr 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.