Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • SMF1 Chief Executive (10 Dec 2018 to 13 Apr 2021)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (23 Jul 2012 to 6 Mar 2016)
    • CF3 Chief Executive (23 Jul 2012 to 6 Mar 2016)
    • CF1 Director (21 Jul 2011 to 27 Jun 2016)
    • CF29 Significant management (5 Oct 2009 to 14 Nov 2011)
    • CF30 Customer (1 Nov 2007 to 4 Feb 2009)
    • CF21 Investment Adviser (14 Sep 2004 to 31 Oct 2007)
    • CF27 Investment Management (14 Sep 2004 to 3 Dec 2004)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Apr 2021)
    • Responsible for Insurance Mediation (5 Oct 2009 to 30 Sep 2018)
    • CF29 Significant management (5 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (14 Sep 2004 to 15 Sep 2004)
    • CF21 Investment Adviser (14 Sep 2004 to 31 Oct 2007)
  • FIL Wealth Management Limited (no longer approved here)

    FRN 464968

    • CF1 Director (AR) (10 Jul 2015 to 11 Nov 2015)
    • CF3 Chief Executive (30 Jun 2015 to 4 Apr 2016)
    • CF1 Director (30 Jun 2015 to 1 Oct 2018)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF29 Significant management (23 Sep 2010 to 4 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.