Julian Robert Parrott

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EdenTree Investment Management Limited

    FRN 527473

    • Director of firm who is not a certification employee or a SMF manager (since 27 Sep 2023)
  • Ethical Futures LLP

    FRN 552583

    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (2)9A. Advising on P2P agreements
    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (8)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (5)SMF27 Partner (since 9 Dec 2019)
    • (6)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (7)[FCA CF] Client dealing (since 9 Dec 2019)
    • (3)Responsibility for MCD Intermediation (21 Mar 2016 to 12 Sep 2023)
    • (6)CF4 Partner (4 Jan 2012 to 8 Dec 2019)
    • (4)CF30 Customer (4 Jan 2012 to 8 Dec 2019)
    • (5)CF10 Compliance Oversight (4 Jan 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (5)CF10 Compliance Oversight at Ethical Futures LLP

  2. controlled function added: (6)CF4 Partner at Ethical Futures LLP

  3. controlled function added: (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Ethical Futures LLP

  4. controlled function added: (2)9A. Advising on P2P agreements at Ethical Futures LLP

  5. controlled function added: (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Ethical Futures LLP

  6. controlled function added: (4)4. Giving personal recommendations on retail investment products which are not broker funds at Ethical Futures LLP

  7. controlled function added: (5)SMF27 Partner at Ethical Futures LLP

  8. controlled function added: (6)SMF16 Compliance Oversight at Ethical Futures LLP

  9. controlled function added: (7)[FCA CF] Client dealing at Ethical Futures LLP

  10. controlled function added: (8)[FCA CF] Functions requiring qualifications at Ethical Futures LLP