Julian Puddick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Material risk taker (22 Apr 2025 to 21 Jan 2026)
    • [FCA CF] Significant management (22 Apr 2025 to 21 Jan 2026)
    • [FCA CF] Client dealing (22 Apr 2025 to 21 Jan 2026)
    • [FCA CF] Manager of certification employee (22 Apr 2025 to 21 Jan 2026)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Client dealing (16 Aug 2018 to 8 Sep 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 18 May 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 May 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (26 Mar 2007 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (20 Jan 2006 to 4 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.