Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prosperis Limited (no longer approved here)

    FRN 223586

    • CF1 Director (24 Jan 2005 to 7 Feb 2005)
    • CF10 Compliance Oversight (24 Jan 2005 to 7 Feb 2005)
    • CF11 Money Laundering Reporting (24 Jan 2005 to 7 Feb 2005)
    • CF8 Apportionment and Oversight (24 Jan 2005 to 7 Feb 2005)
  • Charteris Treasury Portfolio Managers Limited (no longer approved here)

    FRN 114952

    • CF10 Compliance Oversight (1 Dec 2001 to 20 Dec 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Dec 2004)
    • CF1 Director (1 Dec 2001 to 20 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.